Reporting Forms of Credit Institutions and Procedure for Their Drawing up and Submission to the Central Bank of the Russian Federation

<< Back		>> INFORMATION ON CONCLUSION OF THE AGREEMENT FOR AUDIT OF THE ACCOUNTING (FINANCIAL) STATEMENTS OF A CREDIT INSTITUTION OR A...
	Direction of the Bank of Russia No. 4927-U of October 8, 2018 on the List, Forms and Procedure for Drawing up and Submission...

Reporting Forms of Credit Institutions and Procedure for Their Drawing up and Submission to the Central Bank of the Russian Federation

INFORMATION ON CONCLUSION OF THE AGREEMENT FOR AUDIT OF THE ACCOUNTING (FINANCIAL) STATEMENTS OF A CREDIT INSTITUTION OR A BANKING GROUP for ______________

Procedure for Drawing up and Submission of Reports on Form 0409024 "Information on conclusion of an agreement for audit of accounting (financial) statements of a credit institution or a banking group"

LIST OF AFFILIATES as of "___"_____________ .

Procedure for Drawing up and Submission of Reports on Form 0409051 "List of affiliates"

LIST OF THE AFFILIATES BELONGING TO THE GROUP OF PERSONS WHERE THE CREDIT INSTITUTION BELONGS as of "___"_____________ .

Procedure for Drawing up and Submission of Reports on Form 0409052 "List of the Affiliates Belonging to the Group of Persons Where the Credit Institution Belong"

INFORMATION ON USE OF INTERNET TECHNOLOGIES AND INFORMATION SYSTEMS BY THE CREDIT INSTITUTION as of "___"_____________ .

Procedure for Drawing up and Submission of Reports on Form 0409070 "Information on Use of Internet Technologies and Information Systems by the Credit Institution"

Chapter 1. General Provisions

Chapter 2. Drawing up of the Report

TURNOVER BALANCE SHEET ON BOOKKEEPING ACCOUNTS OF THE CREDIT INSTITUTION for _____________ .

Procedure for Drawing up and Submission of Reports on Form 0409101 "Turnover Balance Sheet on Bookkeeping Accounts of the Credit Institution"

REPORT ON FINANCIAL RESULTS OF THE CREDIT INSTITUTION

Procedure for Drawing up and Submission of Reports on Form 0409102 "Report on Financial Results of the Credit Institution"

CODES OF CERTAIN PERFORMANCE INDICATORS OF THE CREDIT INSTITUTION for ____________.

Procedure for Drawing up and Submission of Reports on Form 0409110 "Codes of Certain Performance Indicators of the Credit Institution"

QUALITY OF ASSETS OF THE CREDIT INSTITUTION (BANKING GROUP) as of "___"_____________ .

Section 2. Homogeneous Claims and Loans Granted to Legal Entities, Grouped into Portfolios

Section 3. Homogeneous Claims and Loans Granted to Individuals, Grouped into Portfolios

Section 4. Elements of Calculation Base of Loss Reserves, Envisaged by Item 2.7 of Regulations of the Bank of Russia No. 611-P

Procedure for Drawing up and Submission of Reports on Form 0409115 "Quality of Assets of the Credit Institution (Banking Group)"

DATA ON MAJOR LOANS as of "___"_____________ .

Procedure for Drawing up and Submission of Reports on Form 0409117 "Data on Major Loans"

CREDIT RISK CONCENTRATION as of "___"_____________ .

Procedure for Drawing up and Submission of Reports on Form 0409118 "Credit Risk Concentration"

MAXIMUM INTEREST RATES ON DEPOSITS OF INDIVIDUALS for _________ month of _______

Procedure for Drawing up and Submission of Reports on Form 0409119 "Maximum Interest Rates on Deposits of Individuals"

CONCENTRATION RISK as of "___"_____________ of ____ .

Procedure for Drawing up and Submission of Reports on Form 0409120 "Concentration Risk"

CALCULATION OF THE STRUCTURAL LIQUIDITY RATIO (NET STABLE FUNDING RATIO) (BASEL III) BY SYSTEMICALLY IMPORTANT CREDIT INSTITUTIONS

Procedure for Drawing up and Submission of Reports on Form 0409121 "Calculation by Systemically Important Credit Institutions of Structural Liquidity Ratio (Net Stable Funding Ratio) (Basel III)"

CALCULATION OF SHORT-TERM LIQUIDITY RATIO (BASEL III) as of "___"_____________ .

Section 1. Components of calculation of the short-term liquidity ratio

Section 2. Additional information to calculation of short-term liquidity ratio

Procedure for Drawing up and Submission of Reports on Form 0409122 "Calculation of Short-Term Liquidity Ratio (Basel III)"

Section 1. Components of Calculation of Short-Term Liquidity Ratio (hereinafter - PKL)

CALCULATION OF OWN FUNSD (CAPITAL) (BASEL III) as of "___"_____________ ____

Procedure for Drawing up and Submission of Reports on Form 0409123 "Calculation of Own Funds (Capital) (Basel III)"

ASSETS AND LIABILITIES BY TERMS OF CALL AND REPAYMENT as of "___"_____________ ____ .

Procedure for Drawing up and Submission of Reports on Form 0409125 "Assets and Liabilities by Terms of Call and Repayment"

AVERAGE WEIGHTED FULL VALUES OF CONSUMER LOANS (BORROWINGS) IN PERCENT PER ANNUM as of "___"_____________ .

Procedure for Drawing up and Submission of Reports on Form 0409126 "Average Weighted Full Values of Consumer Loans (Borrowings) in Percent Per Annum"

INTEREST RATE RISK as of "___"_____________ ____ .

Procedure for Drawing up and Submission of Reports on Form 0409127 "Interest Rate Risk"

AVERAGE WEIGHTED INTEREST RATES ON LOANS GRANTED BY CREDIT INSTITUTION TO INDIVIDUALS for ___________ .

Procedure for Drawing up and Submission of Reports on Form 0409128 "Average Weighted Interest Rates on Loans Granted by the Credit Institution to Individuals"

AVERAGE WEIGHTED INTEREST RATES ON DEPOSITS ATTRACTED BY THE CREDIT INSTITUTION for ________ .

Procedure for Drawing up and Submission of Reports on Form 0409129 "Average Weighted Interest Rates on Deposits Attracted by the Credit Institution"

STATUTORY RATIOS AND OTHER PERFORMANCE INDICATORS OF THE CREDIT INSTITUTION

Procedure for Drawing up and Submission of Reports on Form 0409135 "Statutory Ration and Other Performance Indicators of the Credit Institution"

CONTINGENT CREDIT LIABILITIES AND FINANCIAL DERIVATIVES as of "___"_____________ _____ .

Procedure for Drawing up and Submission of Reports on Form 0409155 "Contingent Credit Liabilities and Financial Derivatives"

INFORMATION ON MAJOR CREDITORS (DEPOSITORS) OF THE CREDIT INSTITUTION as of ________ .

Procedure for Drawing up and Submission of Reports on Form 0409157 "Information on Major Creditors (Depositors) of the Credit Institution"

BANK ACCOUNTS, DEPOSIT ACCOUNTS OF CERTAIN CATEGORIES OF LEGAL ENTITIES AND LETTERS OF CREDIT for ______________ .

Procedure for Drawing up and Submission of Reports on Form 0409159 "Bank Accounts, Deposit Accounts of Certain Categories of Legal Entities And Letters of Credit"

INFORMATION ON NON-RESIDENT SUBSIDIARIES

Procedure for Drawing up and Submission of Reports on Form 0409170 "Information on Non-Resident Subsidiaries"

INFORMATION FOR CALCULATION OF PARTICIPATION OF THE FOREIGN CAPITAL IN TOTAL AUTHORISED CAPITAL OF CREDIT INSTITUTIONS HAVING LICENCES FOR BANKING TRANSACTIONS as of "___"_____________ .

Procedure for Drawing up and Submission of Reports on Form 0409171 "Information for Calculation of Participation of Foreign Capital in Total Authorised Capital of Credit Institutions Having Licences for Banking Transactions"

CASH FLOW REPORT for ______________ .

Procedure for Drawing up and Submission of Reports on Form 0409202 "Cash Flow Report"

INFORMATION ON COUNTING AND SORTING MACHINES OF THE CREDIT INSTITUTION USED FOR PROCESSING OF BANKNOTES OF THE BANK OF RUSSIA TO BE ISSUED TO CUSTOMERS as of "___"_____________ .

Procedure for Drawing up and Submission of Reports on Form 0409203 "Information on Counting and Sorting Machines of the Credit Institution Used for Processing of Banknotes of the Bank of Russia to Be Issued to Customers"

INFORMATION ON BANKNOTES HAVING SIGNS OF FORGERY, TRANSFERRED TO TERRITORIAL INTERNAL AFFAIRS BODIES "___"_____________ .

Procedure for Drawing up and Submission of Reports on Form 0409207 "Information on Banknotes Having Signs of Forgery, Transferred to Territorial Internal Affairs Bodies"

INFORMATION ON TRANSACTIONS WITH THE USE OF PAYMENT CARDS AND THE INFRASTRUCTURE FOR ISSUANCE (ACCEPTANCE) OF CASH AND PAYMENTS FOR GOODS (WORK, SERVICES) WITH AND WITHOUT USE OF PAYMENT CARDS as of "___"_____________ .

Procedure for Drawing up and Submission of Reports on Form 0409250 "Information on Transactions with the Use of Payment Cards and the Infrastructure Intended for Transactions of Issuance (Acceptance) of Cash and Payments for Goods (Work, Services) with and without Use of Payment Cards"

INFORMATION ON ACCOUNTS OF CUSTOMERS AND PAYMENTS THROUGH THE CREDIT INSTITUTION (ITS BRANCH) for __________ quarter of ______ .

Procedure for Drawing up and Submission of Reports on Form 0409251 "Information on Accounts of Customers and Payments Made through the Credit Institution (its Branch)"

INFORMATION ON START (END) OF ISSUANCE AND/OR ACQUIRING OF PAYMENT CARDS

Procedure for Drawing up and Submission of Reports on Form 0409255 "Information on Start (End) of Issuance and/or Acquiring of Payment Cards"

INFORMATION ON UNAUTHORISED TRANSACTIONS WITH THE USE OF PAYMENT CARDS for _______________.

Procedure for Drawing up and Submission of Reports on Form 0409258 "Information on Unauthorised Transactions with the Use of Payment Cards"

INFORMATION ON THE ACTIVITIES OF THE CREDIT INSTITUTION RELATED TO TRANSFER OF ELECTRONIC MONEY as of "___"_____________ .

Procedure for Drawing up and Submission of Reports on Form 0409259 "Information on Activities of the Credit Institution Related to Transfer of Electronic Money"

INFORMATION ON POINTS OF PAYMENT SERVICES OF CREDIT INSTITUTIONS AND BANK PAYING AGENTS (SUB-AGENTS) as of "___"_____________ .

Procedure for Drawing up and Submission of Reports on Form 0409260 "Information on Points of Payment Services of Credit Institutions and Bank Paying Agents (Sub-Agents)"

INDICATORS CHARACTERISING ACTIVITIES OF THE CREDIT INSTITUTION as of "___"_____________ .

LIST OF AFFILIATES as of "_"___________ .

LIST OF THE AFFILIATES BELONGING TO THE GROUP OF PERSONS WHERE THE CREDIT INSTITUTION BELONGS as of "_"___________ .

INFORMATION ON USE OF INTERNET TECHNOLOGIES AND INFORMATION SYSTEMS BY THE CREDIT INSTITUTION as of "_"___________ .

QUALITY OF ASSETS OF THE CREDIT INSTITUTION (BANKING GROUP) as of "_"___________ .

DATA ON MAJOR LOANS as of "_"___________ .

CREDIT RISK CONCENTRATION as of "_"___________ .

MAXIMUM INTEREST RATES ON DEPOSITS OF INDIVIDUALS for ___ month of _

CONCENTRATION RISK as of "_"_______ of .

CALCULATION OF SHORT-TERM LIQUIDITY RATIO (BASEL III) as of "_"___________ .

CALCULATION OF OWN FUNSD (CAPITAL) (BASEL III) as of "_"_______

ASSETS AND LIABILITIES BY TERMS OF CALL AND REPAYMENT as of "_"_______ .

AVERAGE WEIGHTED FULL VALUES OF CONSUMER LOANS (BORROWINGS) IN PERCENT PER ANNUM as of "_"___________ .

INTEREST RATE RISK as of "_"_______ .

CONTINGENT CREDIT LIABILITIES AND FINANCIAL DERIVATIVES as of "_"_______ _ .

INFORMATION FOR CALCULATION OF PARTICIPATION OF THE FOREIGN CAPITAL IN TOTAL AUTHORISED CAPITAL OF CREDIT INSTITUTIONS HAVING LICENCES FOR BANKING TRANSACTIONS as of "_"___________ .

INFORMATION ON COUNTING AND SORTING MACHINES OF THE CREDIT INSTITUTION USED FOR PROCESSING OF BANKNOTES OF THE BANK OF RUSSIA TO BE ISSUED TO CUSTOMERS as of "_"___________ .

INFORMATION ON BANKNOTES HAVING SIGNS OF FORGERY, TRANSFERRED TO TERRITORIAL INTERNAL AFFAIRS BODIES "_"___________ .

INFORMATION ON TRANSACTIONS WITH THE USE OF PAYMENT CARDS AND THE INFRASTRUCTURE FOR ISSUANCE (ACCEPTANCE) OF CASH AND PAYMENTS FOR GOODS (WORK, SERVICES) WITH AND WITHOUT USE OF PAYMENT CARDS as of "_"___________ .

INFORMATION ON ACCOUNTS OF CUSTOMERS AND PAYMENTS THROUGH THE CREDIT INSTITUTION (ITS BRANCH) for ____ quarter of .

INFORMATION ON THE ACTIVITIES OF THE CREDIT INSTITUTION RELATED TO TRANSFER OF ELECTRONIC MONEY as of "_"___________ .

INFORMATION ON POINTS OF PAYMENT SERVICES OF CREDIT INSTITUTIONS AND BANK PAYING AGENTS (SUB-AGENTS) as of "_"___________ .

INDICATORS CHARACTERISING ACTIVITIES OF THE CREDIT INSTITUTION as of "_"___________ .

INFORMATION ON BORROWED FUNDS as of "_"___________ .

INFORMATION ON LOANS GRANTED TO INDIVIDUALS as of "_"_________ .

REPORT ON EXISTENCE IN THE CREDIT INSTITUTION OF UNSATISFIED CLAIMS OF INDIVIDUAL CREDITORS ON MONETARY LIABILITIES AND ON NON-MAKING OBLIGATORY PAYMENTS as of "_"_________ .

REPORT ON EXECUTION OF THE PLAN OF MEASURES FOR FINANCIAL REHABILITATION OF THE CREDIT INSTITUTION as of "_"_________ .

SETTLEMENTS BETWEEN RESIDENTS AND NON-RESIDENTS FOR WORK DONE, SERVICES RENDERED, INFORMATION AND RESULTS OF INTELLECTUAL ACTIVITIES TRANSFERRED, NON-TRADE OPERATIONS AND FOR GOODS NOT CROSSING THE BORDER OF THE RUSSIAN FEDERATION as of "_"_________ .

INVESTMENTS OF THE AUTHORISED BANK AND ITS RESIDENT CUSTOMERS (EXCEPT FOR CREDIT INSTITUTIONS) IN SECURITIES ISSUED BY NON-RESIDENTS AND AUTHORISED CAPITAL (INTEREST) OF NON-RESIDENTS as of "_"_________ .

INFORMATION ON INTERBANK LOANS AND DEPOSITS as of "_"_________ .

INFORMATION ON PERSONS CHARGED WITH CARRYING OUT OF IDENTIFICATION as of "_"_________ .

INFORMATION ON OPENED CORRESPONDENT ACCOUNTS AND THEIR BALANCES as of "_"_________ .